Filing Details
- Accession Number:
- 0001209191-23-054556
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-06 17:23:38
- Reporting Period:
- 2023-11-02
- Accepted Time:
- 2023-11-06 17:23:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1840780 | Local Bounti Corporation | LOCL | Agricultural Production-Crops (100) | 981584830 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1872334 | M. Travis Joyner | C/O Local Bounti Corporation 400 W. Main St. Hamilton MT 59840 | Chief Technology Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-11-02 | 4,220 | $2.37 | 35,800 | No | 4 | P | Indirect | By Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 50,290 | Indirect | By Spouse's 401(K) |
Common Stock | 1,078,653 | Indirect | By McLeod Management Co., LLC |
Common Stock | 157,074 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $2.30 to $2.39. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- These shares are held by McLeod Management Co. LLC ("McLeod"). The Reporting Person serves as a managing member of McLeod and as such, has sole voting and dispositive power with respect to the shares held by McLeod and may be deemed to beneficially own the shares held by McLeod. The Reporting Person disclaims beneficial ownership of such shares and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.