Filing Details

Accession Number:
0001209191-23-054556
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-11-06 17:23:38
Reporting Period:
2023-11-02
Accepted Time:
2023-11-06 17:23:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1840780 Local Bounti Corporation LOCL Agricultural Production-Crops (100) 981584830
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1872334 M. Travis Joyner C/O Local Bounti Corporation
400 W. Main St.
Hamilton MT 59840
Chief Technology Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-11-02 4,220 $2.37 35,800 No 4 P Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Spouse
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 50,290 Indirect By Spouse's 401(K)
Common Stock 1,078,653 Indirect By McLeod Management Co., LLC
Common Stock 157,074 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $2.30 to $2.39. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. These shares are held by McLeod Management Co. LLC ("McLeod"). The Reporting Person serves as a managing member of McLeod and as such, has sole voting and dispositive power with respect to the shares held by McLeod and may be deemed to beneficially own the shares held by McLeod. The Reporting Person disclaims beneficial ownership of such shares and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.