Filing Details
- Accession Number:
- 0001480248-11-000104
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-19 13:23:17
- Reporting Period:
- 2011-07-15
- Filing Date:
- 2011-07-19
- Accepted Time:
- 2011-07-19 13:23:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1394954 | Gt Solar International Inc. | SOLR | Semiconductors & Related Devices (3674) | 030606749 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1201091 | Il Ho Kim | Gt Solar International, Inc. 243 Daniel Webster Highway Merrimack NH 03054 | V.p., Chief Adm. Off., Gc | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Acquisiton | 2011-07-15 | 2,916 | $0.00 | 29,551 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 | Disposition | 2011-07-15 | 925 | $15.14 | 28,626 | No | 4 | F | Direct | |
Common Stock, Par Value $.01 | Acquisiton | 2011-07-18 | 10,000 | $5.44 | 38,626 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 | Disposition | 2011-07-18 | 2,916 | $14.33 | 35,710 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 | Disposition | 2011-07-18 | 7,646 | $14.36 | 28,064 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 | Disposition | 2011-07-18 | 7,500 | $14.34 | 20,564 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 | Disposition | 2011-07-19 | 1,400 | $14.82 | 19,164 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 | Acquisiton | 2011-07-19 | 5,000 | $5.44 | 24,164 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 | Disposition | 2011-07-19 | 3,750 | $15.00 | 20,414 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Restricted Stock Unit | Disposition | 2011-07-15 | 2,916 | $0.00 | 2,916 | $0.00 |
Common Stock, Par Value $.01 | Stock Option (Right to Buy) | Disposition | 2011-07-18 | 10,000 | $0.00 | 10,000 | $5.44 |
Common Stock, Par Value $.01 | Stock Option (Right to Buy) | Disposition | 2011-07-19 | 5,000 | $0.00 | 5,000 | $5.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
49,584 | No | 4 | M | Direct | ||
68,125 | 2020-06-02 | No | 4 | M | Direct | |
63,125 | 2020-06-02 | No | 4 | M | Direct |
Footnotes
- These shares were withheld to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units on July 15, 2011.
- Sale of these shares were made by Mr. Kim pursuant to a Rule 10b5-1 plan adopted on March 11, 2011.
- Each restricted stock unit represents the right to receive one share of common stock of GT Solar International, Inc.
- The restricted stock units vested one fourth on December 15, 2009, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to December 2009. Shares of common stock are delivered to the reporting person upon vesting.
- Of these options, one fourth vested on June 2, 2011, the first anniversary of the date of grant, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to June 2011.