Filing Details
- Accession Number:
- 0001035443-23-000315
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-06 16:56:09
- Reporting Period:
- 2023-11-02
- Accepted Time:
- 2023-11-06 16:56:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1697532 | Applied Therapeutics Inc. | APLT | Real Estate Investment Trusts (6798) | MD |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1035443 | Alexandria Real Estate Equities, Inc. | 26 North Euclid Avenue Pasadena CA 91101 | No | No | Yes | No | |
| 1722024 | Alexandria Venture Investments, Llc | 26 North Euclid Avenue Pasadena CA 91101 | No | No | Yes | No | |
| 1776437 | Alexandria Equities No. 7, Llc | 26 North Euclid Avenue Pasadena CA 91101 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-11-02 | 103,808 | $2.32 | 5,723,527 | No | 4 | S | Indirect | By subsidiary |
| Common Stock | Disposition | 2023-11-03 | 143,450 | $2.31 | 5,580,077 | No | 4 | S | Indirect | By subsidiary |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By subsidiary |
| No | 4 | S | Indirect | By subsidiary |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 778,977 | Indirect | By subsidiary |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were sold at prices ranging from $2.30 to $2.39. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- These securities are held directly by Alexandria Venture Investments, LLC, an affiliate of Alexandria Equities No. 7, LLC ("AE7"), a wholly owned subsidiary of Alexandria Real Estate Equities, Inc.
- The price reported in Column 4 is a weighted average price. The shares were sold at prices ranging from $2.25 to $2.38. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- These securities are held directly by AE7, a wholly owned subsidiary of Alexandria Real Estate Equities, Inc.
Billionaire Hedge Funds
