Filing Details
- Accession Number:
- 0001397911-23-000162
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-06 16:47:28
- Reporting Period:
- 2023-11-02
- Accepted Time:
- 2023-11-06 16:47:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1397911 | Lpl Financial Holdings Inc. | LPLA | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 203717839 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1966430 | Aneri Jambusaria | C/O Lpl Financial Holdings Inc. 4707 Executive Drive San Diego CA 92121 | Managing Director | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-11-02 | 1,930 | $222.37 | 1,802 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $222.11 to $222.40, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- Consists of (i) 430 restricted stock units that vest in full on February 25, 2024; (ii) 596 restricted stock units that vest ratably on each of February 25, 2024 and February 25, 2025; and (iii) 776 restricted stock units that vest ratably on each of February 25, 2024, February 25, 2025 and February 25, 2026.
Billionaire Hedge Funds
