Filing Details
- Accession Number:
- 0001209191-23-054437
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-06 06:06:32
- Reporting Period:
- 2023-11-01
- Accepted Time:
- 2023-11-06 06:06:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1711291 | Curo Group Holdings Corp. | CURO | Finance Services (6199) | 900934597 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1724331 | Heath Chadwick Faulkner | 200 West Hubbard Street Chicago IL 60654 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-11-01 | 16,000 | $0.85 | 2,221,386 | No | 4 | P | Indirect | See footnote 3 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote 3 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,137,410 | Indirect | See footnote 4 |
Common Stock | 119,740 | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 15, 2023.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.7774 to $.8997, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The shares are held directly by the Exempt Family Trust c/u Leah M. Faulkner 2017 Dynasty Trust (the "Leah Faulkner Trust"). Mr. Faulkner is the trustee of the Leah Faulkner Trust. Mr. Faulkner disclaims beneficial ownership of the shares held by the Leah Faulkner Trust except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Faulkner is the beneficial owner of the shares held by the Leah Faulkner Trust.
- The shares are held directly by the Exempt Family Trust c/u Chadwick H. Faulkner 2017 Dynasty Trust (the "Chad Faulkner Trust"). Mr. Faulkner is the trustee of the Chad Faulkner Trust. Mr. Faulkner disclaims beneficial ownership of the shares held by the Chad Faulkner Trust except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Faulkner is the beneficial owner of the shares held by the Chad Faulkner Trust.