Home > Insider Trading > Filing (0001140361-23-051471)

Filing Details

Accession Number:: 0001140361-23-051471
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-11-03 21:15:24
Reporting Period:: 2023-10-31

Accepted Time:: 2023-11-03 21:15:24
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1722969	Nxu Inc.	NXU	Truck & Bus Bodies (3713)	814380534

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1940719	Gem Global Yield Llc Scs	12C, Rue Guillaume J. Kroll Luxembourg N4 L-1882		No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Disposition	2023-10-31	2,024,834	$0.04	24,761,336	No	4	S	Direct
Class A Common Stock	Disposition	2023-11-01	2,152,681	$0.03	22,608,655	No	4	S	Direct
Class A Common Stock	Disposition	2023-11-02	2,251,368	$0.03	20,357,287	No	4	S	Direct
Class A Common Stock	Disposition	2023-11-03	2,357,502	$0.34	17,999,785	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

Consists of shares of Class A Common Stock, $0.0001 par value per share, held directly by GEM Global Yield LLC SCS ("GEM Investor"). GEM Global Yield Fund LLC ("GEM GP") is the general partner of GEM Investor and Christopher F. Brown is the sole beneficial owner of GEM GP. In such capacities, GEM GP and Mr. Brown may be deemed to have indirect voting and dispositive power over the shares held by GEM Investor. GEM GP and Mr. Brown each disclaim beneficial ownership of the shares held by GEM Investor, except to the extent, if any, that they have a pecuniary interest in such shares.
The transactions referenced herein provide for various per share prices ranging from $0.0342 to $0.0357. GEM Investor undertakes to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price.
The transactions referenced herein provide for various per share prices ranging from $0.0317 to $0.0345. GEM Investor undertakes to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price.
The transactions referenced herein provide for various per share prices ranging from $0.032 to $0.0327. GEM Investor undertakes to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price.
The transactions referenced herein provide for various per share prices ranging from $0.033 to $0.0342. GEM Investor undertakes to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price.