Filing Details
- Accession Number:
- 0001439288-23-000131
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-03 17:04:43
- Reporting Period:
- 2023-11-02
- Accepted Time:
- 2023-11-03 17:04:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1439288 | Zurn Elkay Water Solutions Corp | ZWS | General Industrial Machinery & Equipment (3560) | 205197013 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1615587 | Craig Wehr | 511 W. Freshwater Way Milwaukee WI 53204 | Group Ex., President-Zurn | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-11-02 | 55,133 | $14.41 | 137,038 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-11-02 | 55,133 | $28.09 | 81,905 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2023-11-02 | 55,133 | $0.00 | 55,133 | $14.41 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-09-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,228 | Indirect | By 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $9.69 | 2026-05-20 | 94,423 | 94,423 | Direct | |
| Common Stock | Stock Option (right to buy) | $12.67 | 2025-05-22 | 62,461 | 62,461 | Direct | |
| Common Stock | Stock Option (right to buy) | $11.37 | 2027-05-19 | 40,815 | 40,815 | Direct | |
| Common Stock | Stock Option (right to buy) | $14.22 | 2028-05-25 | 15,592 | 15,592 | Direct | |
| Common Stock | Stock Option (right to buy) | $33.05 | 2031-10-05 | 22,320 | 22,320 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-05-20 | 94,423 | 94,423 | Direct |
| 2025-05-22 | 62,461 | 62,461 | Direct |
| 2027-05-19 | 40,815 | 40,815 | Direct |
| 2028-05-25 | 15,592 | 15,592 | Direct |
| 2031-10-05 | 22,320 | 22,320 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $28.00 to $28.19. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
- Based on information from the trustee of the 401(k) Plan.
- Option fully vested.
- The original option vests in three annual installments beginning on October 5, 2022.
Billionaire Hedge Funds
