Filing Details
- Accession Number:
- 0001060822-23-000156
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-03 16:21:33
- Reporting Period:
- 2023-11-02
- Accepted Time:
- 2023-11-03 16:21:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060822 | Carters Inc | CRI | Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) | 133912933 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1484629 | Brian Lynch | 3438 Peachtree Road Ne Suite 1800 Atlanta GA 30326 | President & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-11-02 | 4,100 | $68.49 | 114,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-11-02 | 4,100 | $68.78 | 109,900 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-11-03 | 3,400 | $68.49 | 113,300 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-11-03 | 3,400 | $69.29 | 109,900 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-11-03 | 12,000 | $70.11 | 97,900 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Purchase) | Disposition | 2023-11-02 | 4,100 | $0.00 | 4,100 | $68.49 |
| Common Stock | Employee Stock Option (Right to Purchase) | Disposition | 2023-11-03 | 3,400 | $0.00 | 3,400 | $68.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,400 | 2024-02-18 | No | 4 | M | Direct | |
| 0 | 2024-02-18 | No | 4 | M | Direct |
Footnotes
- Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
- This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $68.75 to $68.85, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $69.07. to $69.62, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $70.00 to $70.26, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The option vested in four equal installments on February 18, 2015, 2016, 2017, and 2018.
Billionaire Hedge Funds
