Filing Details

Accession Number:
0001437749-23-030133
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-11-03 10:28:24
Reporting Period:
2023-11-02
Accepted Time:
2023-11-03 10:28:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1754226 Orange County Bancorp Inc. OBT State Commercial Banks (6022) 261135778
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1875279 Gregory Sousa 212 Dolson Avenue
Middletown NY 10940
Evp And Ccbo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-11-02 10 $44.26 4,877 No 4 S Direct
Common Stock Disposition 2023-11-02 200 $44.16 4,677 No 4 S Direct
Common Stock Disposition 2023-11-02 925 $44.00 3,752 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,318 Indirect By 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock $0.00 629 629 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
629 629 Direct
Footnotes
  1. Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022.
  2. Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022.
  3. Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023.
  4. Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 11, 2024
  5. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
  6. Represents deemed investments in connection with the Performance-Based SERP. Phantom stock interests under the Performance-Based SERP may be settled in shares of Company stock upon distribution to the reporting person, based on their prior election.