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Home > Insider Trading > Filing (0001770707-23-000008)

Filing Details

Accession Number:: 0001770707-23-000008
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-11-02 14:47:40
Reporting Period:: 2023-11-01

Accepted Time:: 2023-11-02 14:47:40
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1490906	Capitol Federal Financial Inc.	CFFN	Savings Institution, Federally Chartered (6035)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1770707	S. Anthony Barry	C/O Capitol Federal Financial, Inc. 700 South Kansas Avenue Topeka KS 66603	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Cffn Common Stock	Acquisiton	2023-11-01	500	$5.08	54,977	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Cffn Common Stock	4,585	Indirect	ESOP

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Cffn Common Stock	CFFN Phantom Stock 2020	$12.50	2023-12-31	2023-12-31	1,687	1,687	Direct
Cffn Common Stock	CFFN Phantom Stock 2021	$11.33	2024-12-31	2024-12-31	4,810	4,810	Direct
Cffn Common Stock	CFFN Phantom Stock 2022	$8.65	2025-12-31	2025-12-31	8,080	8,080	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2023-12-31	1,687	1,687	Direct
2024-12-31	4,810	4,810	Direct
2025-12-31	8,080	8,080	Direct

Footnotes

The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.