Home > Insider Trading > Filing (0001415889-23-014687)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1849867	Catalyst Bancorp Inc.	CLST	Savings Institution, Federally Chartered (6035)	862411762

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1885818	E. Kirk Kleiser	C/O Catalyst Bancorp Inc 235 N Court St Opelousas LA 70570		No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-11-01	1,699	$11.21	12,799	No	4	P	Indirect	By IRA

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By IRA

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,000	Indirect	By LLC
Common Stock	23,464	Direct
Common Stock	2,800	Indirect	By Spouse in IRA
Common Stock	5,000	Indirect	By LLC
Common Stock	2,500	Indirect	By Corporation

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$13.30		2032-09-01	21,160	21,160	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2032-09-01	21,160	21,160	Direct

Footnotes

The 1,000 shares are held by the K&G On the GEAUX LLC of which the reporting person is a senior managing member and 90% owner.
Includes 6,772 shares granted pursuant to the Issuer's 2022 Recognition and Retention Plan and Trust Agreement that reflect the unvested portion of a grant amount originally covering 8,464 shares that commenced vesting 20% per year on September 1, 2023.
The 5,000 shares are held by the K Kleiser LLC of which the reporting person is the sole member.
The 2,500 shares are held by Kleiser Enterprises, Inc. of which the reporting person is a senior managing member and 90% owner.
The options are vesting at a rate of 20% per year commenced on September 1, 2023.