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Home > Insider Trading > Filing (0001407623-23-000103)

Filing Details

Accession Number:: 0001407623-23-000103
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-11-01 16:16:41
Reporting Period:: 2023-10-30

Accepted Time:: 2023-11-01 16:16:41
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1407623	Retail Opportunity Investments Corp	ROIC	Real Estate Investment Trusts (6798)	260500600

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1415361	J. Michael Indiveri	C/O Retail Opportunity Investments Corp. 11250 El Camino Real, Suite 200 San Diego CA 92130		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.0001 Per Share	Acquisiton	2023-10-30	1,500	$11.16	9,900	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.0001 Per Share	86,057	Direct

Footnotes

The shares are held by The Indiveri Group LLC, a limited liability company whose interests are owned 50% by the reporting person and 50% by the spouse of the reporting person.