Filing Details
- Accession Number:
- 0001213900-23-081803
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-10-31 16:09:00
- Reporting Period:
- 2023-10-27
- Accepted Time:
- 2023-10-31 16:09:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 879911 | Applied Energetics Inc. | AERG | Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) | 770262908 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1776289 | James Gregory Quarles | C/O Applied Energetics, Inc. 9070 S. Rita Road, Suite 1500 Tucson AZ 85747 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2023-10-27 | 6,600 | $0.35 | 6,600 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2023-10-27 | 6,600 | $2.37 | 0 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2023-10-31 | 3,400 | $0.35 | 3,400 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2023-10-31 | 3,400 | $2.37 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.001 Per Share | Non-Qualified Stock Options | Disposition | 2023-10-27 | 6,600 | $0.00 | 6,600 | $0.35 |
| Common Stock, Par Value $.001 Per Share | Non-Qualified Stock Options | Disposition | 2023-10-31 | 3,400 | $0.00 | 3,400 | $0.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,983,400 | 2019-11-18 | 2029-04-18 | No | 4 | M | Direct |
| 4,980,000 | 2019-11-18 | 2029-04-18 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.001 Per Share | Restricted Stock Units | $0.00 | 2032-11-29 | 0 | 1,954,545 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2032-11-29 | 0 | 1,954,545 | Direct |
Footnotes
- Options were issued in exchange for services rendered as an officer and director of the company.
- Restricted Stock Units are subject to vesting, and none of them were exercised.
Billionaire Hedge Funds
