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Home > Insider Trading > Filing (0001209191-23-053895)

Filing Details

Accession Number:: 0001209191-23-053895
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-10-30 20:02:05
Reporting Period:: 2023-10-26

Accepted Time:: 2023-10-30 20:02:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1642545	Shockwave Medical Inc.	SWAV	Surgical & Medical Instruments & Apparatus (3841)	270494101

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1768265	Isaac Zacharias	C/O Shockwave Medical, Inc. 5403 Betsy Ross Drive Santa Clara CA 95054	President, Cco	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-10-26	411	$6.71	48,316	No	4	M	Direct
Common Stock	Disposition	2023-10-26	4,000	$210.25	44,316	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option	Disposition	2023-10-26	411	$0.00	411	$6.71

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
47,643		2028-11-14	No	4	M	Direct

Footnotes

All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 2/25/2022, amended on 5/23/2022.
All reported securities were sold at a price of $210.25.
Twenty-Five percent of the shares subject to the option shall vest on 11/09/19 and the balance of the shares shall vest in equal monthly installments thereafter for 36 months.