Filing Details
- Accession Number:
- 0001209191-11-039788
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-18 16:52:59
- Reporting Period:
- 2011-07-14
- Filing Date:
- 2011-07-18
- Accepted Time:
- 2011-07-18 16:52:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 867687 | America West Resources Inc. | AWSR.0B | Bituminous Coal & Lignite Mining (1220) | 841152135 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1465522 | Denly Utah Coal Llc | 13809 Research Boulevard Suite 810 Austin TX 78750 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.0001 | Acquisiton | 2011-07-14 | 3,600,000 | $1.00 | 14,654,160 | No | 4 | C | Direct | |
| Common Stock, Par Value $.0001 | Acquisiton | 2011-07-14 | 2,701,923 | $1.00 | 17,356,083 | No | 4 | C | Direct | |
| Common Stock, Par Value $.0001 | Acquisiton | 2011-07-15 | 298,078 | $1.00 | 17,654,161 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 8% Convertible Debenture | Disposition | 2011-07-14 | 0 | $0.00 | 3,600,000 | $1.00 |
| Common Stock | 8% Convertible Debenture | Acquisiton | 2011-07-14 | 0 | $1.00 | 2,701,923 | $1.00 |
| Common Stock | 8% Convertible Debenture | Disposition | 2011-07-14 | 0 | $0.00 | 2,701,923 | $1.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,083,331 | 2011-03-31 | 2014-06-01 | No | 4 | C | Direct |
| 3,785,254 | 2011-07-14 | 2011-07-14 | No | 4 | P | Direct |
| 1,083,331 | 2011-07-14 | 2011-07-14 | No | 4 | C | Direct |
Footnotes
- Denly Utah Coal, LLC (the "Company") made a total of $2,690,130.00 in loans to the Issuer between June 3, 2011 and July 14, 2011. Outstanding principal and unpaid accrued interest on these loans converted automatically on July 14, 2011 pursuant to that certain First Amended and Restated Conversion and Stock Purchase Agreement dated effective June 23, 2011 because the Issuer satisfied certain conditions by that date.
- The number of the Issuer's derivative securities beneficially owned by the Company at any time depends on the principal and unpaid accrued interest outstanding at that time on an 8% Convertible Debenture acquired by the Company on March 31, 2011 (the "March 31, 2011 Convertible Debenture"). Apart from the March 31, 2011 Convertible Debenture, the Company owns 1,083,331 Issuer derivative securities.
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