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Home > Insider Trading > Filing (0001493152-23-038574)

Filing Details

Accession Number:: 0001493152-23-038574
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-10-27 20:00:10
Reporting Period:: 2023-10-27

Accepted Time:: 2023-10-27 20:00:10
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1106838	Sonnet Biotherapeutics Holdings Inc.	SONN	Pharmaceutical Preparations (2834)	522102141

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1806689	Raghu Rao	100 Overlook Center, Suite 102 Princeton, NJ 08540		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-10-27	15,625	$0.00	16,813	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant to Purchase Common Stock	Acquisiton	2023-10-27	31,250	$0.00	31,250	$1.60

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
31,250	2023-10-27	2028-10-27	No	4	P	Direct

Footnotes

Reporting Person purchased 15,625 shares of common stock and 31,250 warrants to purchase 31,250 shares of common stock pursuant to an underwritten public offering by the Issuer at $1.60 per share and accompanying two warrants. The offering closed on October 27, 2023.
Includes unvested RSUs.
All amounts reflect the 1:22 reverse stock split effective as of August 31, 2023.