Filing Details
- Accession Number:
- 0001209191-23-053662
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-10-26 16:09:29
- Reporting Period:
- 2023-10-24
- Accepted Time:
- 2023-10-26 16:09:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1787306 | Arcutis Biotherapeutics Inc. | ARQT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1341382 | N James Topper | 70 Willow Road, Suite 200 Menlo Park CA 94025 | No | No | Yes | No | |
1365617 | J Patrick Heron | 70 Willow Road, Suite 200 Menlo Park CA 94025 | Yes | No | Yes | No | |
1655827 | Frazier Life Sciences Viii, L.p. | 70 Willow Road, Suite 200 Menlo Park CA 94025 | No | No | Yes | No | |
1698755 | Fhm Life Sciences Viii, L.p. | 70 Willow Road, Suite 200 Menlo Park CA 94025 | No | No | Yes | No | |
1698823 | Fhm Life Sciences Viii, L.l.c. | 70 Willow Road, Suite 200 Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-10-24 | 80,000 | $2.50 | 8,764,232 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7 | Indirect | FHM Life Sciences VIII, L.L.C. |
Common Stock | 11,266 | Indirect | By Topper Group II LLC |
Common Stock | 19,381 | Indirect | By Topper Family Revocable Trust |
Common Stock | 23,688 | Indirect | By The Heron Living Trust 11/30/2004 |
Common Stock | 8,687 | Indirect | By Patrick J. Heron |
Footnotes
- Represents shares held of record by FHM Life Sciences VIII, L.L.C. Dr. Topper and Mr. Heron are the sole managing members of FHM Life Sciences VIII, L.L.C. and share voting and investment power of the securities held by FHM Life Sciences VIII, L.L.C. Dr. Topper and Mr. Heron disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- Dr. Topper is a manager of Topper Group II LLC and shares voting and investment power over the shares held by Topper Group II LLC.
- Dr. Topper is a trustee of the Topper Family Revocable Trust and has voting and investment power over the shares held by Topper Family Revocable Trust.
- Mr. Heron is the co-trustee of The Heron Living Trust 11/30/2004 and has voting and investment power of the securities held by The Heron Living Trust 11/30/2004.
- Includes 4,375 Restricted Stock Units ("RSUs"). Mr. Heron is entitled to receive one (1) share of the Issuer's Common Stock for each one (1) RSU upon the vesting thereof.