Filing Details
- Accession Number:
- 0001877476-23-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-10-24 20:00:54
- Reporting Period:
- 2023-07-12
- Accepted Time:
- 2023-10-24 20:00:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1083301 | Terawulf Inc. | WULF | Finance Services (6199) | 871909475 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1877476 | M. Nazar Khan | 536 W. 29Th Street New York NY 10001 | Chief Operating Officer + Cto | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value Per Share | Disposition | 2023-07-12 | 1,778,048 | $0.00 | 901,809 | No | 4 | J | Indirect | By Yaqeen I Trust |
Common Stock, $0.001 Par Value Per Share | Acquisiton | 2023-07-12 | 1,778,048 | $0.00 | 9,387,913 | No | 4 | J | Direct | |
Common Stock, $0.001 Par Value Per Share | Acquisiton | 2023-10-20 | 513,484 | $0.00 | 9,901,397 | No | 4 | J | Direct | |
Common Stock, $0.001 Par Value Per Share | Disposition | 2023-10-20 | 513,484 | $0.00 | 9,387,913 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | By Yaqeen I Trust |
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value Per Share | Warrants | Acquisiton | 2023-10-20 | 1,622,926 | $0.00 | 1,622,926 | $0.01 |
Common Stock, $0.001 Par Value Per Share | Warrants | Disposition | 2023-10-20 | 1,622,926 | $0.00 | 1,622,926 | $0.01 |
Common Stock, $0.001 Par Value Per Share | Warrants | Acquisiton | 2023-10-20 | 1,622,926 | $0.00 | 1,622,926 | $0.01 |
Common Stock, $0.001 Par Value Per Share | Warrants | Acquisiton | 2023-10-20 | 441,163 | $0.00 | 441,163 | $1.00 |
Common Stock, $0.001 Par Value Per Share | Warrants | Disposition | 2023-10-20 | 441,163 | $0.00 | 441,163 | $1.00 |
Common Stock, $0.001 Par Value Per Share | Warrants | Acquisiton | 2023-10-20 | 441,163 | $0.00 | 441,163 | $1.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,622,926 | 2024-04-01 | 2025-12-31 | No | 4 | J | Direct |
0 | 2024-04-01 | 2025-12-31 | No | 4 | J | Direct |
1,622,926 | 2024-04-01 | 2025-12-31 | No | 4 | J | Indirect |
882,326 | 2024-04-01 | 2026-12-31 | No | 4 | J | Direct |
0 | 2024-04-01 | 2026-12-31 | No | 4 | J | Direct |
441,163 | 2024-04-01 | 2026-12-31 | No | 4 | J | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.001 Par Value Per Share | 4,019,787 | Indirect | By Various Trusts |
Common Stock, $0.001 Par Value Per Share | 7,034,982 | Indirect | By Lake Harriet Holdings LLC |
Footnotes
- On July 12, 2023, Yaqeen I Trust transferred 1,778,048 shares of common stock, par value $0.001 per share ("Common Stock") of the Issuer to the Reporting Person for no consideration.
- By Yaqeen I Trust. The Reporting Person may be deemed to beneficially own the shares of Common Stock held by Yaqeen I Trust. The Reporting Person disclaims beneficial ownership of the Shares of Common Stock except to the extent of his pecuniary interest therein, and the inclusion of the shares of Common Stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of Common Stock for purposes of Section 16 of the Securities Exchange of 1934, as amended, or for any other purpose.
- By various trusts. The Reporting Person may be deemed to beneficially own the shares of Common Stock held by such trusts. The Reporting Person disclaims beneficial ownership of the shares of Common Stock except to the extent of his pecuniary interest therein, and the inclusion of the shares of Common Stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of Common Stock for purposes of Section 16 of the Securities Exchange of 1934, as amended, or for any other purpose.
- By Lake Harriet Holdings, LLC ("Lake Harriet Holdings"). The Reporting Person is the sole manager of Lake Harriet Holdings and, as a result, may be deemed to beneficially own the shares of Common Stock held by Lake Harriet Holdings. The Reporting Person disclaims beneficial ownership of the shares of Common Stock except to the extent of his pecuniary interest therein, and the inclusion of the shares of Common Stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of Common Stock for purposes of Section 16 of the Securities Exchange of 1934, as amended, or for any other purpose.
- NovaWulf Digital Private Fund LLC distributed warrants and shares of Common Stock to its members, including the Reporting Person.
- Immediately following receipt of the distribution from NovaWulf Private Fund, the Reporting Person contributed 513,484 shares of Common Stock to Somerset Goods and Services Trust for no consideration.
- This transaction involved the Reporting Person's contribution of 1,622,926 penny warrants to Lake Harriet Holdings. The Reporting Person is the sole manager of Lake Harriet Holdings, and, as a result, may be deemed to beneficially own the penny warrants held by Lake Harriet Holdings. The Reporting Person disclaims beneficial ownership of such penny warrants except to the extent of his pecuniaryinterest therein, and the inclusion of such shares of common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported penny warrants for purposes of Section 16 of the Exchange Act, or for any other purpose.
- This transaction involved the Reporting Person's contribution of 441,163 dollar warrants to Lake Harriet Holdings. The Reporting Person is the sole manager of Lake Harriet Holdings, and, as a result, may be deemed to beneficially own the penny warrants held by Lake Harriet Holdings. The Reporting Person disclaims beneficial ownership of such penny warrants except to the extent of his pecuniaryinterest therein, and the inclusion of such shares of common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported penny warrants for purposes of Section 16 of the Exchange Act, or for any other purpose.