Filing Details
- Accession Number:
- 0001140361-11-037045
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-15 18:09:23
- Reporting Period:
- 2011-07-12
- Filing Date:
- 2011-07-15
- Accepted Time:
- 2011-07-15 17:09:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1082278 | Environmental Solutions Worldwide Inc | ESWW | Motor Vehicle Parts & Accessories (3714) | 134172059 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1032666 | D Leon Black | 9 West 57Th Street Suite 4300 New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-07-12 | 4,332,255 | $0.12 | 10,606,466 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2011-07-12 | 2,016,515 | $0.12 | 12,622,980 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-07-12 | 10,066,323 | $0.12 | 25,690,938 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2011-07-12 | 4,954,461 | $0.12 | 30,656,399 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-07-12 | 3,276,392 | $0.12 | 8,361,771 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2011-07-12 | 1,548,178 | $0.12 | 9,909,949 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-07-12 | 3,276,392 | $0.12 | 8,361,771 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2011-07-12 | 1,548,178 | $0.12 | 9,090,949 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-07-12 | 3,276,392 | $0.12 | 8,361,771 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2011-07-12 | 1,548,178 | $0.12 | 9,909,949 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-07-12 | 3,276,392 | $0.12 | 8,361,771 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2011-07-12 | 1,548,178 | $0.12 | 9,909,949 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | P | Direct | |
No | 4 | C | Direct | |
No | 4 | P | Direct | |
No | 4 | C | Direct | |
No | 4 | P | Direct | |
No | 4 | C | Direct | |
No | 4 | P | Direct | |
No | 4 | C | Direct | |
No | 4 | P | Direct | |
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 10% Unsecured Subordinated Promissory Note | Disposition | 2011-07-12 | 4,332,255 | $0.00 | 4,332,255 | $0.12 |
Common Stock | 10% Unsecured Subordinated Promissory Note | Disposition | 2011-07-12 | 10,066,323 | $0.00 | 10,066,323 | $0.12 |
Common Stock | 10% Unsecured Subordinated Promissory Note | Disposition | 2011-07-12 | 3,276,392 | $0.00 | 3,276,392 | $0.12 |
Common Stock | 10% Unsecured Subordinated Promissory Note | Disposition | 2011-07-12 | 3,276,392 | $0.00 | 3,276,392 | $0.12 |
Common Stock | 10% Unsecured Subordinated Promissory Note | Disposition | 2011-07-12 | 3,276,392 | $0.00 | 3,276,392 | $0.12 |
Common Stock | 10% Unsecured Subordinated Promissory Note | Disposition | 2011-07-12 | 3,276,392 | $0.00 | 3,276,392 | $0.12 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-07-15 | 2011-07-15 | No | 4 | C | Direct |
0 | 2011-07-15 | 2011-07-15 | No | 4 | C | Direct |
0 | 2011-07-15 | 2011-07-15 | No | 4 | C | Direct |
0 | 2011-07-15 | 2011-07-15 | No | 4 | C | Direct |
0 | 2011-07-15 | 2011-07-15 | No | 4 | C | Direct |
0 | 2011-07-15 | 2011-07-15 | No | 4 | C | Direct |
Footnotes
- The securities reported herein were acquired by the Reporting Persons on July 12, 2011, but are deemed effective as of June 30, 2011.
- These securities are directly beneficially owned by Leon D. Black.
- These securities are directly beneficially owned by the Black Family 1997 Trust. Although Mr. Black disclaims beneficial ownership, he may be deemed to indirectly beneficially own these securities that are directly beneficially owned by such trust.
- These securities are directly beneficially owned by the Leon D. Black Trust UAD 11/30/02 FBO Alexander Black. Although Mr. Black disclaims beneficial ownership, he may be deemed to indirectly beneficially own these securities that are directly beneficially owned by such trust.
- These securities are directly beneficially owned by the Leon D. Black Trust UAD 11/30/02 FBO Benjamin Black. Although Mr. Black disclaims beneficial ownership, he may be deemed to indirectly beneficially own these securities that are directly beneficially owned by such trust.
- These securities are directly beneficially owned by the Leon D. Black Trust UAD 11/30/02 FBO Joshua Black. Although Mr. Black disclaims beneficial ownership, he may be deemed to indirectly beneficially own these securities that are directly beneficially owned by such trust.
- These securities are directly beneficially owned by the Leon D. Black Trust UAD 11/30/02 FBO Victoria Black. Although Mr. Black disclaims beneficial ownership, he may be deemed to indirectly beneficially own these securities that are directly beneficially owned by such trust.
- Each 10% Unsecured Subordinated Promissory Note (each, a "Note") was (a) subject to an interest rate of 10% per annum, payable in-kind on a monthly basis and (b) was exchanged for shares of common stock of the Company, par value $0.001 per share ("Common Stock") in connection with the Company's previously announced rights offering, which closed on June 30, 2011, and the transactions contemplated by the Investment Agreement as set forth on the Company's Form 8-K filed on May 10, 2011. Accrued and unpaid interest on the Notes was also convertible into shares of Common Stock, par value $.001 per share, at the same conversion price and upon the same terms as the principal amount of the Notes and is included in the amount of Notes disposed of.