Filing Details
- Accession Number:
- 0001104659-23-110517
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-10-20 16:32:14
- Reporting Period:
- 2021-12-29
- Accepted Time:
- 2023-10-20 16:32:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1770561 | Coronado Global Resources Inc. | ASX:CRN | Bituminous Coal & Lignite Mining (1220) | 831780608 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1778519 | Garold Spindler | C/O Coronado Global Resources Inc. 100 Bill Baker Way Beckley WV 25801 | Executive Chair | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-12-29 | 180,000 | $0.00 | 0 | No | 4 | G | Direct | |
| Common Stock | Acquisiton | 2023-02-21 | 4,411 | $0.00 | 4,411 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-03-31 | 2,081 | $10.73 | 2,329 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-04-05 | 19 | $0.00 | 2,348 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Stock Units | Acquisiton | 2022-04-08 | 2,578 | $0.00 | 258 | $0.00 |
| Common Stock | Performance Stock Units | Acquisiton | 2022-06-21 | 3,096 | $0.00 | 310 | $0.00 |
| Common Stock | Performance Stock Units | Acquisiton | 2022-09-20 | 2,716 | $0.00 | 272 | $0.00 |
| Common Stock | Performance Stock Units | Acquisiton | 2022-12-12 | 4,228 | $0.00 | 423 | $0.00 |
| Common Stock | Performance Stock Units | Acquisiton | 2023-02-16 | 514,785 | $0.00 | 51,479 | $0.00 |
| Common Stock | Performance Stock Units | Disposition | 2023-02-21 | 44,106 | $0.00 | 4,411 | $0.00 |
| Common Stock | Performance Stock Units | Acquisiton | 2023-04-05 | 2,205 | $0.00 | 51,699 | $0.00 |
| Common Stock | Performance Stock Units | Acquisiton | 2023-09-19 | 2,539 | $0.00 | 51,953 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 34,066 | No | 4 | A | Direct | ||
| 37,162 | No | 4 | A | Direct | ||
| 39,878 | No | 4 | A | Direct | ||
| 44,106 | No | 4 | A | Direct | ||
| 514,785 | No | 4 | A | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 516,990 | No | 4 | A | Direct | ||
| 519,529 | No | 4 | A | Direct |
Footnotes
- The Performance Stock Units ("PSUs") were acquired on February 21, 2022 or through subsequent dividend equivalent investments on the dates noted in Table II and all vested on February 21, 2023. EachPSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "CompensationCommittee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publiclytraded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertibleinto shares of common stock of the Issuer on a 10-for-1 basis.
- Reflects CDIs that were sold in order to satisfy the tax liability that arose upon the vesting of the PSUs. The sale was executed in the form of CDIs, trading on the ASX, and as such the purchase price hasbeen converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.
- Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 21, 2022.
- Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of theIssuer (or a combination thereof).
- Reflects acquisition of PSUs upon certification of the underlying performance goals by the Compensation Committee. Each PSU represents a right to receive one CDI or, at the election of the CompensationCommittee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).
- The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date.
- Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 16, 2023.
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