Filing Details
- Accession Number:
- 0001104659-23-110124
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-10-19 16:30:39
- Reporting Period:
- 2023-10-17
- Accepted Time:
- 2023-10-19 16:30:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1976719 | New Mountain Guardian Iv Income Fund L.l.c. | NONE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1018327 | B Steven Klinsky | C/O New Mountain Capital, L.l.c. 1633 Broadway, 48Th Floor New York NY 10019 | No | No | Yes | No | |
1985490 | New Mountain Guardian Investments Iv Unlevered, L.l.c. | C/O New Mountain Capital, L.l.c. 1633 Broadway, 48Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Llc Interests | Acquisiton | 2023-10-17 | 750,000 | $10.00 | 1,250,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- On October 17, 2023, the Issuer delivered a capital drawdown notice and upon delivery of such notice, New Mountain Guardian Investments IV Unlevered, L.L.C. became obligated to purchase LLC Interests, which purchase is expected to close on or about October 31, 2023.
- Represents securities held by New Mountain Guardian Investments IV Unlevered, L.L.C. Steven B. Klinsky is the managing member of New Mountain Guardian Investments IV Unlevered, L.L.C. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.