Filing Details
- Accession Number:
- 0001182489-11-000389
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-15 16:39:46
- Reporting Period:
- 2011-07-15
- Filing Date:
- 2011-07-15
- Accepted Time:
- 2011-07-15 15:39:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10329 | Bassett Furniture Industries Inc | BSET | Wood Household Furniture, (No Upholstered) (2511) | 540135270 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1017081 | Jr H Robert Spilman | 3525 Fairystone Park Hwy P O Box 626 Bassett VA 24055 | Pres & Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Acquisiton | 2011-07-13 | 16,000 | $8.02 | 82,732 | No | 4 | A | Direct | |
| Common | Acquisiton | 2011-07-14 | 35 | $8.15 | 82,767 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Option | Acquisiton | 2002-01-15 | 10,000 | $14.70 | 10,000 | $14.70 |
| Common | Option | Acquisiton | 2002-01-15 | 10,000 | $14.70 | 10,000 | $14.70 |
| Common | Option | Acquisiton | 2002-01-15 | 10,000 | $14.70 | 10,000 | $14.70 |
| Common | Option | Acquisiton | 2004-02-24 | 50,000 | $21.12 | 50,000 | $21.12 |
| Common | OPTION | Acquisiton | 2007-10-17 | 7,334 | $10.60 | 7,334 | $10.60 |
| Common | OPTION | Acquisiton | 2007-10-17 | 7,333 | $10.60 | 7,333 | $10.60 |
| Common | OPTION | Acquisiton | 2007-10-17 | 7,333 | $10.60 | 7,333 | $10.60 |
| Common | Option | Acquisiton | 2010-07-14 | 6,000 | $4.38 | 6,000 | $4.38 |
| Common | Option | Acquisiton | 2010-07-14 | 6,000 | $4.38 | 6,000 | $4.38 |
| Common | Option | Acquisiton | 2010-07-14 | 6,000 | $4.38 | 6,000 | $4.38 |
| Common | Option | Acquisiton | 2010-07-14 | 6,000 | $4.38 | 6,000 | $4.38 |
| Common | OPTION | Acquisiton | 2011-07-13 | 4,000 | $8.02 | 4,000 | $8.02 |
| Common | OPTION | Acquisiton | 2011-07-13 | 4,000 | $8.02 | 4,000 | $8.02 |
| Common | OPTION | Acquisiton | 2011-07-13 | 4,000 | $8.02 | 4,000 | $8.02 |
| Common | OPTION | Acquisiton | 2011-07-13 | 4,000 | $8.02 | 4,000 | $8.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | 2003-01-15 | 2012-01-14 | No | 4 | A | Direct |
| 10,000 | 2004-01-15 | 2012-02-14 | No | 4 | A | Direct |
| 10,000 | 2005-01-15 | 2012-01-14 | No | 4 | A | Direct |
| 50,000 | 2004-11-15 | 2014-02-23 | No | 4 | A | Direct |
| 7,334 | 2008-10-17 | 2017-10-16 | No | 4 | A | Direct |
| 7,333 | 2009-10-17 | 2017-10-16 | No | 4 | A | Direct |
| 7,333 | 2010-10-17 | 2017-10-16 | No | 4 | A | Direct |
| 6,000 | 2011-07-14 | 2020-07-13 | No | 4 | A | Direct |
| 6,000 | 2012-07-14 | 2020-07-13 | No | 4 | A | Direct |
| 6,000 | 2013-07-14 | 2020-07-13 | No | 4 | A | Direct |
| 6,000 | 2014-07-14 | 2020-07-13 | No | 4 | A | Direct |
| 4,000 | 2012-07-13 | 2021-07-12 | No | 4 | A | Direct |
| 4,000 | 2013-07-13 | 2021-07-12 | No | 4 | A | Direct |
| 4,000 | 2014-07-13 | 2021-07-12 | No | 4 | A | Direct |
| 4,000 | 2016-07-13 | 2021-07-12 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common | 17,217 | Indirect | wife |
| Common | 6,515 | Indirect | Trust |
Footnotes
- Granted under the 1997 Employee Stock Plan which is a Rule 16b-3 Plan.
- INCLUDES SHARES ACQUIRED UNDER THE 2000 EMPLOYEE STOCK PURCHASE PLAN IN TRANSACTIONS EXEMPT UNDER RULE 16B-3(A)
- GRANTED UNDER THE 2010 STOCK INCENTIVE PLAN WHICH IS A RULE 16B-3 PLAN.
- RESTRICTIONS ON SALE AND RISK OF FORFEITURE UNTIL VESTING AFTER 3 YEARS CONTINUOUS SERVICE, OR EARLIER UPON DEATH OR RETIREMENT.
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