Filing Details
- Accession Number:
- 0001179110-11-010932
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-15 16:33:47
- Reporting Period:
- 2011-07-13
- Filing Date:
- 2011-07-15
- Accepted Time:
- 2011-07-15 15:33:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1479426 | Dynavox Inc. | DVOX | Services-Computer Integrated Systems Design (7373) | 271507281 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
9189 | Bain & Co Inc | 131 Dartmouth Street Boston MA 02116 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2011-07-13 | 4,082 | $0.00 | 4,082 | No | 4 | X | Direct | |
Class A Common Stock | Disposition | 2011-07-14 | 372 | $7.32 | 3,710 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2011-07-13 | 97,965 | $0.00 | 97,965 | No | 4 | X | Indirect | See footnote |
Class A Common Stock | Disposition | 2011-07-14 | 8,928 | $7.32 | 89,037 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Direct | |
No | 4 | S | Direct | |
No | 4 | X | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Units of DynaVox Systems Holdings LLC | Disposition | 2011-07-13 | 4,082 | $0.00 | 4,082 | $0.00 |
Class A Common Stock | Units of DynaVox Systems Holdings LLC | Disposition | 2011-07-13 | 97,965 | $0.00 | 97,965 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-04-27 | No | 4 | X | Direct | |
0 | 2011-04-27 | No | 4 | X | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class B Common Stock | 1 | Direct | |
Class B Common Stock | 1 | Indirect | See footnote |
Footnotes
- The securities are held by Squam Lake Investors VI, L.P., of which a wholly-owned subsidiary of the Reporting Person is the General Partner. The Reporting Person disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.
- Pursuant to the terms of an exchange agreement, each Unit is exchangeable for one share of Class A Common Stock of DynaVox Inc.
- Represents the weighted average price of sales at prices ranging from $7.305 to $7.35. The Reporting Person will provide the exact prices upon request by the Issuer, the Securities and Exchange Commission or a shareholder of DynaVox Inc.