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Filing Details

Accession Number:: 0000950170-23-053842
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-10-17 19:30:09
Reporting Period:: 2023-07-27

Accepted Time:: 2023-10-17 19:30:09
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1664703	Bloom Energy Corp	BE	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1591851	Marie Shawn Soderberg	4353 North First Street San Jose CA 95134	Evp, Gc & Secretary	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2023-10-15	4,118	$0.00	82,647	No	4	M	Direct
Class A Common Stock	Disposition	2023-10-16	1,996	$11.73	80,651	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Stock Option (Right to Buy Class B Common Stock)	Disposition	2023-07-23	20,000	$0.00	20,000	$30.96
Class A Common Stock	Stock Option (Right to Buy)	Acquisiton	2023-07-26	20,000	$0.00	20,000	$30.96
Class B Common Stock	Stock Option (Right to Buy Class B Common Stock)	Disposition	2023-07-27	106,666	$0.00	106,666	$30.89
Class A Common Stock	Stock Option (Right to Buy)	Acquisiton	2023-07-27	106,666	$0.00	106,666	$30.89
Class B Common Stock	Stock Option (Right to Buy Class B Common Stock)	Disposition	2023-07-27	20,000	$0.00	20,000	$15.00
Class A Common Stock	Stock Option (Right to Buy)	Acquisiton	2023-07-27	20,000	$0.00	20,000	$15.00
Class A Common Stock	Restricted Stock Units	Disposition	2023-10-15	4,118	$0.00	4,118	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2026-10-02	No	4	J	Direct
20,000	2026-10-02	No	4	J	Direct
0	2026-01-13	No	4	J	Direct
106,666	2026-01-13	No	4	J	Direct
0	2028-07-23	No	4	J	Direct
20,000	2028-07-23	No	4	J	Direct
20,589		No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	393,102	Indirect	By trust

Footnotes

Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $11.65 to $11.78. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Held by The Shawn M. Soderberg 2005 Trust, of which the Reporting Person is the trustee.
Effective as of immediately prior to the close of business on July 27, 2023, each share of the Issuer's Class B Common Stock, par value $0.0001 per share (the "Class B Common Stock"), automatically converted into one share of the Issuer's Class A Common Stock, par value $0.0001 per share (the "Class A Common Stock"), pursuant to the Issuer's Restated Certificate of Incorporation. In connection with the foregoing, the outstanding options to purchase shares of Class B Common Stock remain unchanged, except that the underlying shares now represent Class A Common Stock.
These options are fully vested.
Each RSU represents a contingent right to receive one share of the Class A Common Stock of the Issuer upon settlement.
The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.