Home > Insider Trading > Filing (0001493152-23-037372)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1527613	Nuzee Inc.	NUZE	Retail-Miscellaneous Retail (5900)	383849791

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1630849	Masateru Higashida	C/O Nuzee, Inc. 1350 East Arapaho Road, Suite 230 Richardson TX 75081	See Remarks	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2023-10-13	500	$5.16	133,059	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	405	Indirect	See Footnote

Footnotes

Reflects the sale of shares of common stock by the reporting person pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person.
The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.15 to $5.30, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
On December 28, 2022 the Issuer effected a 1-for 35 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.
The shares are beneficially owned by NuZee Co., Ltd. (an entity organized under the laws of Japan). The Reporting Person is the sole owner of NuZee Co., Ltd.