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Filing Details

Accession Number:: 0001104659-23-109193
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-10-13 21:30:26
Reporting Period:: 2023-10-11

Accepted Time:: 2023-10-13 21:30:26
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1850270	Prokidney Corp.	PROK	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1715450	Chamath Palihapitiya	C/O Sc Master Holdings, Llc 506 Santa Cruz Avenue, Suite 300 Menlo Park CA 94025	No	No	Yes	No
1851024	Sc Master Holdings, Llc	506 Santa Cruz Avenue, Suite 300 Menlo Park CA 94025	No	No	Yes	No
1938696	Sc Pipe Holdings Llc	506 Santa Cruz Avenue, Suite 300 Menlo Park CA 94025	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Ordinary Shares	Disposition	2023-10-11	75,000	$3.84	9,147,379	No	4	S	Indirect	See footnote
Class A Ordinary Shares	Disposition	2023-10-12	18,775	$3.14	9,128,604	No	4	S	Indirect	See footnote
Class A Ordinary Shares	Disposition	2023-10-12	143,088	$2.63	8,985,516	No	4	S	Indirect	See footnote
Class A Ordinary Shares	Disposition	2023-10-13	250,000	$2.67	8,735,516	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Ordinary Shares	2,073,000	Indirect	See footnote
Class A Ordinary Shares	3,000,000	Indirect	See footnote

Footnotes

The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.6900 to $4.4000. The reporting person undertakes to provide ProKidney Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.0001 to $3.7100. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.3700 to $3.0000. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.7700 to $2.5200. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Represents shares held by Master Holdings. Master Holdings is controlled by Mr. Palihapitiya. Mr. Palihapitiya may be deemed to beneficially own shares held by Master Holdings by virtue of his indirect interests in Master Holdings or his control over Master Holdings, as the case may be.
Represents shares held by a trust for the benefit of Mr. Palihapitiya's immediate family.