Filing Details
- Accession Number:
- 0001209191-23-052726
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-10-12 18:43:18
- Reporting Period:
- 2023-10-10
- Accepted Time:
- 2023-10-12 18:43:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1569345 | Sprinklr Inc. | CXM | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1199925 | David R Tabors | C/O Battery Ventures One Marina Park Drive, Suite 1100 Boston MA 02210 | No | No | Yes | No | |
1485934 | Battery Ventures Ix, L.p. | C/O Battery Ventures One Marina Park Drive, Suite 1100 Boston MA 02210 | No | No | Yes | No | |
1517640 | Battery Investment Partners Ix, Llc | C/O Battery Ventures One Marina Park Drive, Suite 1100 Boston MA 02210 | No | No | Yes | No | |
1517642 | Battery Partners Ix, Llc | One Marina Park Drive, Suite 1100 Boston MA 02210 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2023-10-10 | 3,000,000 | $0.00 | 2,035,367 | No | 4 | J | Indirect | By Battery Ventures IX, L.P. |
Class A Common Stock | Disposition | 2023-10-10 | 30,304 | $0.00 | 18,464 | No | 4 | J | Indirect | By Battery Investment Partners IX, LLC |
Class A Common Stock | Acquisiton | 2023-10-10 | 908,624 | $0.00 | 908,624 | No | 4 | J | Indirect | By Battery Partners IX, LLC |
Class A Common Stock | Disposition | 2023-10-10 | 908,624 | $0.00 | 0 | No | 4 | J | Indirect | By Battery Partners IX, LLC |
Class A Common Stock | Disposition | 2023-10-10 | 88,585 | $14.55 | 88,593 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | By Battery Ventures IX, L.P. |
No | 4 | J | Indirect | By Battery Investment Partners IX, LLC |
No | 4 | J | Indirect | By Battery Partners IX, LLC |
No | 4 | J | Indirect | By Battery Partners IX, LLC |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 215,670 | Indirect | By Battery Investment Partners Select Fund I, L.P. |
Class A Common Stock | 2,180,664 | Indirect | By Battery Ventures Select Fund I, L.P. |
Footnotes
- Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Ventures IX, L.P. ("BV IX") to its general partner and limited partners without additional consideration.
- Securities are held by BV IX. Battery Partners IX, LLC ("BP IX") is the general partner of BV IX and may be deemed to beneficially own the securities held by BV IX. R. David Tabors is a managing member of BP IX and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
- Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Investment Partners IX, LLC ("BIP IX") to its members without additional consideration.
- Securities are held by BIP IX. BP IX is the managing member of BIP IX and may be deemed to beneficially own the securities held by BIP IX. R. David Tabors is a managing member of BP IX and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
- Represents receipt of securities in the distribution in kind described in footnote (1).
- Securities are held by BP IX. R. David Tabors is a managing member of BP IX and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
- Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by BP IX to its members without consideration.
- The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $14.40 to $14.64 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.
- The securities beneficially owned by the Reporting Person prior to the reported transaction reflect the receipt of securities in the distributions in kind described in footnotes (3) and (7) and from previous distributions in kind that constituted changes in form of ownership and, therefore, were not required to be reported pursuant to Section 16.
- Securities are held by R. David Tabors.
- Securities are held by Battery Investment Partners Select Fund I, L.P. ("BIP Select I"). R. David Tabors has an economic interest in BIP Select I. Mr. Tabors disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
- Securities are held by Battery Ventures Select Fund I, L.P. ("BV Select I"). R. David Tabors has an economic interest in BV Select I. Mr. Tabors disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.