Filing Details
- Accession Number:
- 0000908834-23-000120
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-10-10 16:41:49
- Reporting Period:
- 2023-08-15
- Accepted Time:
- 2023-10-10 16:41:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1121702 | Yield10 Bioscience Inc. | YTEN | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1021412 | W Jack Schuler | 100 N. Field Drive Suite 360 Lake Forest IL 60045 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-08-15 | 765,000 | $0.65 | 1,637,956 | No | 4 | P | Indirect | By Jack W. Schuler Living Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Jack W. Schuler Living Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrants | Acquisiton | 2023-08-15 | 765,000 | $0.00 | 765,000 | $0.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
765,000 | 2023-08-15 | 2028-08-15 | No | 4 | P | Indirect |
Footnotes
- On August 15, 2023, the Issuer completed an offering (the "Offering"), in which the Issuer issued and sold 5,750,000 units (the "Units"), each consisting of (a) one share of Common Stock and (b) one warrant (the "Warrants") to purchase one share of Common Stock. The Units were sold at a per Unit offering price of $0.65. In the Offering, the Jack W. Schuler Living Trust (the "Living Trust") purchased 765,000 Units comprised of 765,000 shares of Common Stock and 765,000 Warrants.
- Jack W. Schuler is the sole trustee of the Living Trust, and in such capacity may be deemed to beneficially own the Common Stock and Warrants held by the Living Trust.