Filing Details
- Accession Number:
- 0000950170-23-052244
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-10-05 19:56:36
- Reporting Period:
- 2023-10-03
- Accepted Time:
- 2023-10-05 19:56:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1501796 | Aura Biosciences Inc. | AURA | Biological Products, (No Disgnostic Substances) (2836) | 320271970 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1808098 | Michael David Johnson | C/O Aura Biosciences, Inc. 80 Guest Street Boston MA 01235 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-10-03 | 13,500 | $8.27 | 43,500 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2023-10-04 | 6,566 | $8.61 | 50,066 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 139,672 | Indirect | By Velocity Capital Management |
Common Stock | 18,000 | Indirect | By NEJ09 IRREVOCABLE TRUST |
Common Stock | 18,000 | Indirect | By NEJ12 IRREVOCABLE TRUST |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions in prices ranging from $8.00 to $8.51, inclusive. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions in prices ranging from $8.52 to $8.66, inclusive. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
- Velosity Capital Management LLC is an entity that the reporting person is the sole member of.
- The shares are held by the NEJ09 IRREVOCABLE TRUST dated December 24, 2020, of which the Reporting Person is a trustee.
- The shares are held by the NEJ12 IRREVOCABLE TRUST dated December 24, 2020, of which the Reporting Person is a trustee.