Filing Details
- Accession Number:
- 0001062993-23-019061
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-10-05 16:30:55
- Reporting Period:
- 2023-10-03
- Accepted Time:
- 2023-10-05 16:30:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1205922 | Vaccinex Inc. | VCNX | Pharmaceutical Preparations (2834) | 161603202 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1268239 | Albert Friedberg | 220 Bay Street Suite 600 Toronto A6 M5J 2W4 | Yes | No | Yes | No | |
1678258 | Fcmi Parent Co. | 220 Bay Street Suite 600 Toronto A6 M5J 2W4 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-10-03 | 3,000,000 | $1.00 | 4,747,794 | No | 4 | P | Indirect | By FCMI Parent Co. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By FCMI Parent Co. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant (Right to Buy) | Acquisiton | 2023-10-03 | 3,000,000 | $1.00 | 3,000,000 | $1.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,000,000 | 2023-10-03 | 2028-10-03 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 29,304 | Direct | |
Common Stock | 2,509 | Indirect | By Pan Atlantic Holdings Ltd. |
Common Stock | 234,127 | Indirect | By Friedberg Global-Macro Hedge Fund Ltd. |
Footnotes
- Mr. Friedberg is the majority owner of Pan Atlantic Holdings Ltd. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- Mr. Friedberg possesses voting and dispositive power over the reported securities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.