Filing Details

Accession Number:
0001062993-23-019061
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-10-05 16:30:55
Reporting Period:
2023-10-03
Accepted Time:
2023-10-05 16:30:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1205922 Vaccinex Inc. VCNX Pharmaceutical Preparations (2834) 161603202
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1268239 Albert Friedberg 220 Bay Street
Suite 600
Toronto A6 M5J 2W4
Yes No Yes No
1678258 Fcmi Parent Co. 220 Bay Street
Suite 600
Toronto A6 M5J 2W4
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-10-03 3,000,000 $1.00 4,747,794 No 4 P Indirect By FCMI Parent Co.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By FCMI Parent Co.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant (Right to Buy) Acquisiton 2023-10-03 3,000,000 $1.00 3,000,000 $1.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,000,000 2023-10-03 2028-10-03 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 29,304 Direct
Common Stock 2,509 Indirect By Pan Atlantic Holdings Ltd.
Common Stock 234,127 Indirect By Friedberg Global-Macro Hedge Fund Ltd.
Footnotes
  1. Mr. Friedberg is the majority owner of Pan Atlantic Holdings Ltd. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  2. Mr. Friedberg possesses voting and dispositive power over the reported securities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  3. Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.