Filing Details
- Accession Number:
- 0000894579-11-000219
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-07-05 21:10:20
- Reporting Period:
- 2011-06-30
- Filing Date:
- 2011-07-05
- Accepted Time:
- 2011-07-05 20:10:20
- Original Submission Date:
- 2011-07-05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1403431 | Heritage-Crystal Clean Inc. | HCCI | Sanitary Services (4950) | 260351454 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1083166 | Bruce Bruckmann | C/O Heritage-Crystal Clean, Inc. 2175 Point Boulevard, Suite 375 Elgin IL 60123 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-06-30 | 951,816 | $16.00 | 0 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 96,747 | Direct |
Footnotes
- Comprised of 951,530 shares owned by Bruckmann, Rosser, Sherrill & Co. II, L.P., or BRS, and 286 shares owned by Bruckmann, Rosser, Sherrill & Co., Inc. Bruckmann, Rosser, Sherrill & Co., LLC, or BRSE LLC, is the general partner of BRS. Mr. Bruckmann may be deemed to share beneficial ownership of the shares held by BRS by virtue of his status as a member and manager of BRSE LLC. Mr. Bruckmann expressly disclaims beneficial ownership of any shares held by BRS that exceed his pecuniary interest therein.