Filing Details
- Accession Number:
- 0001214659-23-013140
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-10-04 16:30:36
- Reporting Period:
- 2023-10-02
- Accepted Time:
- 2023-10-04 16:30:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
791908 | Xoma Corp | XOMA | Pharmaceutical Preparations (2834) | 522154066 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1959809 | Bradley Sitko | C/O Xoma Corporation 2200 Powell Street, Suite 310 Emeryville CA 94608 | Chief Investment Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-10-02 | 1,500 | $14.25 | 5,350 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2023-10-03 | 250 | $13.89 | 5,600 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,500 | Indirect | By spouse |
Depositary Shares - 8.375% B Cumulative Stock | 2,000 | Indirect | By spouse |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.88 to $13.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
- On June 2, 2023, the reporting person mistakenly reported Depository Shares - 8.375% B Cumulative Stock as Common Stock held indirectly by the reporting person's spouse. This report correctly reflects the "Title of Security" for the shares held indirectly by the Reporting Person's spouse and the number of aggregate shares of each class reported in column 5.