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Filing Details

Accession Number:: 0001819848-23-000392
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-10-03 20:24:05
Reporting Period:: 2023-10-01

Accepted Time:: 2023-10-03 20:24:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1819848	Joby Aviation Inc.	JOBY	Aircraft (3721)	981548118

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1877280	Joeben Bevirt	C/O Joby Aviation, Inc. 333 Encinal Street Santa Cruz CA 95060	Ceo And Chief Architect	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-10-01	49,801	$0.00	582,691	No	4	M	Direct
Common Stock	Disposition	2023-10-02	200,000	$6.22	58,161,827	No	4	S	Indirect	By Joby Trust
Common Stock	Disposition	2023-10-02	50,000	$6.22	33,328,734	No	4	S	Indirect	By JoeBen Bevirt 2020 Descendants Trust
Common Stock	Disposition	2023-10-03	26,099	$6.16	556,592	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Indirect	By Joby Trust
No	4	S	Indirect	By JoeBen Bevirt 2020 Descendants Trust
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units (RSUs)	Disposition	2023-10-01	49,801	$0.00	49,801	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
448,207			No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,717,177	Indirect	By JoeBen Bevirt 2022 GRAT Trust
Common Stock	189,109	Indirect	By Spouse
Common Stock	343,557	Indirect	By JoeBen Bevirt 2021 GRAT Trust
Common Stock	155,737	Indirect	By Jennifer Barchas Trust

Footnotes

Sale made pursuant to the Reporting Person's approved 10b5-1 trading plan adopted on March 17, 2023.
This transaction was executed in multiple trades at prices ranging from $6.10 to $6.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The shares of common stock are held of record by The Joby Trust. The Reporting Person has voting and dispositive power of the shares held by The Joby Trust therefore may be deemed to be the beneficial owner of such shares to the extend of his pecuniary interest.
The shares of common stock are held of record by the JoeBen Bevirt 2020 Descendants Trust, dated December 26, 2020 (the "Descendants Trust"). The Reporting Person has voting and dispositive power of the shares held by the Decendants Trust therefore may be deemed to be the beneficial owner of such shares to the extent of his pecuniary interest.
Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
The shares of common stock are held of record by the JoeBen Bevirt 2022 GRAT Trust (the "2022 GRAT Trust"). The Reporting Person has voting and dispositive power of the shares held by the 2022 GRAT Trust therefore may be deemed to be the beneficial owner of such shares to the extent of his pecuniary interest.
The shares of common stock are held of record by the spouse of the Reporting Person.
The shares of common stock are held of record by the JoeBen Bevirt 2021 GRAT Trust (the "2021 GRAT Trust"). The Reporting Person has voting and dispositive power of the shares held by the 2021 GRAT Trust therefore may be deemed to be the beneficial owner of such shares to the extent of his pecuniary interest.
The shares of common stock are held of record by The Jennifer Barchas Trust (the "Barchas Trust"). The spouse of the Reporting Person has voting and dispositive power of the shares held by The Barchas Trust therefore may be deemed to be the beneficial owner of such shares to the extent of her pecuniary interest.
Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2022 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.