Filing Details
- Accession Number:
- 0001819848-23-000391
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-10-03 20:23:55
- Reporting Period:
- 2023-10-01
- Accepted Time:
- 2023-10-03 20:23:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1819848 | Joby Aviation Inc. | JOBY | Aircraft (3721) | 981548118 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1877282 | Kate Dehoff | C/O Joby Aviation, Inc. 333 Encinal Street Santa Cruz CA 95060 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-10-01 | 5,224 | $0.00 | 161,109 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-10-01 | 13,280 | $0.00 | 174,389 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-10-02 | 12,500 | $6.22 | 161,889 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-10-03 | 4,856 | $6.16 | 157,033 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-10-03 | 1,911 | $6.16 | 155,122 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units (RSUs) | Disposition | 2023-10-01 | 5,224 | $0.00 | 5,224 | $0.00 |
| Common Stock | Restricted Stock Units (RSUs) | Disposition | 2023-10-01 | 13,280 | $0.00 | 13,280 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 78,362 | No | 4 | M | Direct | ||
| 119,522 | No | 4 | M | Direct |
Footnotes
- Sale made pursuant to the Reporting Person's approved 10b5-1 trading plan adopted on June 14, 2023.
- This transaction was executed in multiple trades at prices ranging from $6.11 to $6.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
- Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over four years, beginning on July 1, 2023, subject to Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
- Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2022 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
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