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Filing Details

Accession Number:: 0001024478-23-000112
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-10-03 17:53:45
Reporting Period:: 2023-10-02

Accepted Time:: 2023-10-03 17:53:45
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1024478	Rockwell Automation Inc	ROK	Measuring & Controlling Devices, Nec (3829)	251797617

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1720483	Christopher Nardecchia	1201 South Second Street Milwaukee WI 53204	Svp, Chief Information Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2023-10-02	151	$283.62	9,359	No	4	S	Direct
Common Stock	Disposition	2023-10-02	80	$284.29	9,279	No	4	S	Direct
Common Stock	Disposition	2023-10-02	40	$285.30	9,239	No	4	S	Direct
Common Stock	Disposition	2023-10-02	60	$286.73	9,179	No	4	S	Direct
Common Stock	Disposition	2023-10-02	120	$287.97	9,059	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Performance Shares	Acquisiton	2023-10-02	865	$0.00	865	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
865		2023-12-10	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	5	Indirect	By Savings Plan

Footnotes

Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2023 to cover taxes due on restricted stock that vested on 10/1/2023.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $282.9201 to $283.82. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $283.95 to $284.59. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $285.25 to $285.34. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $286.4575 to $286.87. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $287.46 to $288.11. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 9/29/2023. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
On December 10, 2020, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.
Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 10, 2023, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.