Filing Details
- Accession Number:
- 0000950170-23-051580
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-10-03 16:38:12
- Reporting Period:
- 2023-10-01
- Accepted Time:
- 2023-10-03 16:38:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1863105 | Engagesmart Inc. | ESMT | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1881898 | Cole Jonathan Seltzer | C/O Engagesmart, Inc. 30 Braintree Hill Office Park, Suite 101 Braintree MA 02184 | President, Smb Solutions | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-10-01 | 1,202 | $0.00 | 1,202 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-10-01 | 596 | $17.99 | 606 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2023-10-01 | 2,114 | $0.00 | 2,720 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-10-01 | 1,049 | $17.99 | 1,671 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2023-10-02 | 3,500 | $3.02 | 5,171 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-10-02 | 3,500 | $18.52 | 1,671 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2023-10-01 | 1,202 | $0.00 | 1,202 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2023-10-01 | 2,114 | $0.00 | 2,114 | $0.00 |
| Common Stock | Stock Option | Disposition | 2023-10-02 | 3,500 | $0.00 | 3,500 | $3.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,615 | No | 4 | M | Direct | ||
| 27,480 | No | 4 | M | Direct | ||
| 213,308 | 2029-10-31 | No | 4 | M | Direct |
Footnotes
- Represents the number of shares of common stock withheld to satisfy the tax withholding obligation in connection with the vesting of certain previously reported restricted stock units ("RSUs").
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated March 15, 2023.
- The price reported is a weighted average price. The securities were sold in multiple transactions at per share prices ranging from $18.23 to $18.68. The Reporting Person undertakes to provide upon request from the SEC staff, the Issuer, or any shareholder of the Issuer, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.
- Each RSU represents a contingent right to receive one share of common stock.
- The RSUs vest in 16 equal quarterly installments commencing on January 1, 2022 and have no expiration date.
- The RSUs vest in 16 equal quarterly installments commencing on April 1, 2023 and have no expiration date.
- The stock option vested and became exercisable with respect to 25% of the shares on November 1, 2020 and vests with respect to the remaining shares in twelve equal quarterly installments beginning on January 1, 2021.
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