Filing Details
- Accession Number:
- 0000950170-23-051250
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-10-02 21:05:20
- Reporting Period:
- 2023-09-28
- Accepted Time:
- 2023-10-02 21:05:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1635088 | Roivant Sciences Ltd. | ROIV | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1244828 | S Keith Manchester | C/O Roivant Sciences Ltd. 7Th Floor, 50 Broadway London X0 SW1H 0DB | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Disposition | 2023-09-28 | 2,285,783 | $11.55 | 25,724,561 | No | 4 | S | Indirect | Held by QVT Deferred Compensation Holdings Ltd |
| Common Shares | Disposition | 2023-09-28 | 3,059,368 | $11.55 | 34,430,591 | No | 4 | S | Indirect | Held by QVT Financial Investment Cayman Ltd. |
| Common Shares | Disposition | 2023-09-28 | 1,104,599 | $11.55 | 12,431,330 | No | 4 | S | Indirect | Held by QVT Roiv Hldgs Onshore Ltd |
| Common Shares | Disposition | 2023-09-28 | 446,394 | $11.55 | 5,023,787 | No | 4 | S | Indirect | Held by QVT P&E Roiv Hldgs Ltd. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Held by QVT Deferred Compensation Holdings Ltd |
| No | 4 | S | Indirect | Held by QVT Financial Investment Cayman Ltd. |
| No | 4 | S | Indirect | Held by QVT Roiv Hldgs Onshore Ltd |
| No | 4 | S | Indirect | Held by QVT P&E Roiv Hldgs Ltd. |
Footnotes
- The reporting person is a shareholder of each of QVT Roiv Hldgs Onshore Ltd., QVT Deferred Compensation Holdings Ltd., QVT P&E Roiv Hldgs Ltd. and QVT Financial Investment Cayman Ltd. (the "QVT Entities") but does not have any voting or investment control over the QVT Entities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.
Billionaire Hedge Funds
