Filing Details
- Accession Number:
- 0001059556-23-000084
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-10-02 16:41:24
- Reporting Period:
- 2023-09-29
- Accepted Time:
- 2023-10-02 16:41:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1059556 | Moodys Corp | MCO | Services-Consumer Credit Reporting, Collection Agencies (7320) | 133998945 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1481153 | Robert Fauber | 7 World Trade Center 250 Greenwich Street New York NY 10007 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-09-29 | 1,000 | $320.93 | 61,838 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-09-29 | 756 | $98.01 | 62,594 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-09-29 | 756 | $320.93 | 61,838 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-09-29 | 790 | $80.81 | 62,628 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-09-29 | 790 | $320.93 | 61,838 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-09-29 | 756 | $0.00 | 756 | $98.01 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-09-29 | 790 | $0.00 | 790 | $80.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-02-11 | 2025-02-11 | No | 4 | M | Direct |
| 0 | 2017-02-12 | 2026-02-12 | No | 4 | M | Direct |
Footnotes
- Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.
- Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.
- One fourth of options vest each year beginning with the date indicated.
Billionaire Hedge Funds
