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Home > Insider Trading > Filing (0001079973-23-001356)

Filing Details

Accession Number:: 0001079973-23-001356
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-10-02 16:20:53
Reporting Period:: 2023-09-28

Accepted Time:: 2023-10-02 16:20:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1350102	Ascent Solar Technologies Inc.	ASTI	Semiconductors & Related Devices (3674)	203672603

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1835487	Jr Theodore David Peterson	12300 Grant Street Thornton CO 80241		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-09-28	12,152	$2.88	12,152	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants for Common Stock (right to buy)	Acquisiton	2023-09-28	12,152	$0.00	12,152	$2.88

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
12,152	2023-09-28	2028-09-28	No	4	P	Direct

Footnotes

In connection with the Ascent Solar secondary public offering, 12,152 units were purchased on 9/28/2023 at the public offering price of $2.88 per unit. Each unit consisted of one share of common stock and one common stock warrant. Each common stock warrant has an exercise price of $2.88 per common share, and may be exercised at any time up to the five years from the date of issue.