Filing Details
- Accession Number:
- 0001493152-23-034938
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-29 19:57:16
- Reporting Period:
- 2023-09-27
- Accepted Time:
- 2023-09-29 19:57:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1083743 | Flux Power Holdings Inc. | FLUX | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 860931332 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1550109 | Michael Johnson | C/O Flux Power Holdings, Inc. 2685 S. Melrose Drive Vista, CA 92081 | Yes | No | Yes | No | |
| 1981618 | Esenjay Investments, Llc | C/O Flux Power Holdings, Inc. 2685 S. Melrose Drive Vista, CA 92081 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-09-27 | 134 | $3.65 | 4,350,601 | No | 4 | S | Indirect | By Esenjay Investments, LLC |
| Common Stock | Disposition | 2023-09-28 | 30,000 | $3.61 | 4,320,601 | No | 4 | S | Indirect | By Esenjay Investments, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Esenjay Investments, LLC |
| No | 4 | S | Indirect | By Esenjay Investments, LLC |
Footnotes
- This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Esenjay Investments, LLC ("Esenjay") on February 16, 2023.
- These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay.
- The price reported in Column 4 is the actual price. These shares were sold in the open market in multiple transactions, all at the stated price of $3.65 per share. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.
- The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $3.60 to $3.70, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.
Billionaire Hedge Funds
