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Filing Details

Accession Number:: 0001415889-23-013654
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-09-29 16:39:00
Reporting Period:: 2023-09-27

Accepted Time:: 2023-09-29 16:39:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1428336	Healthequity Inc.	HQY	Services-Business Services, Nec (7389)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1615062	Jon Kessler	C/O Healthequity, Inc. 15 W. Scenic Pointe Dr., Ste. 100 Draper UT 84020	President And Ceo	No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2023-09-27	1,027	$74.25	2,848	No	4	S	Indirect	by Jon Kessler and Laura M. Gottsman Family Trust
Common Stock	Disposition	2023-09-27	1,377	$74.86	1,471	No	4	S	Indirect	by Jon Kessler and Laura M. Gottsman Family Trust
Common Stock	Disposition	2023-09-27	1,471	$75.72	0	No	4	S	Indirect	by Jon Kessler and Laura M. Gottsman Family Trust
Common Stock	Disposition	2023-09-27	4,699	$74.26	13,731	No	4	S	Indirect	by Team Bear Trust
Common Stock	Disposition	2023-09-27	6,960	$74.87	6,771	No	4	S	Indirect	by Team Bear Trust
Common Stock	Disposition	2023-09-27	6,771	$75.72	0	No	4	S	Indirect	by Team Bear Trust
Common Stock	Disposition	2023-09-27	6,279	$74.26	18,234	No	4	S	Indirect	by Team Gracie Trust
Common Stock	Disposition	2023-09-27	9,199	$74.87	9,035	No	4	S	Indirect	by Team Gracie Trust
Common Stock	Disposition	2023-09-27	9,035	$75.72	0	No	4	S	Indirect	by Team Gracie Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	by Jon Kessler and Laura M. Gottsman Family Trust
No	4	S	Indirect	by Jon Kessler and Laura M. Gottsman Family Trust
No	4	S	Indirect	by Jon Kessler and Laura M. Gottsman Family Trust
No	4	S	Indirect	by Team Bear Trust
No	4	S	Indirect	by Team Bear Trust
No	4	S	Indirect	by Team Bear Trust
No	4	S	Indirect	by Team Gracie Trust
No	4	S	Indirect	by Team Gracie Trust
No	4	S	Indirect	by Team Gracie Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	213,991	Direct
Common Stock	100,000	Indirect	by GKF, LLC

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (right to buy)	$41.28	2027-03-27	34,820	34,820	Indirect
Common Stock	Stock Option (right to buy)	$61.72	2028-03-27	23,930	23,930	Indirect
Common Stock	Stock Option (right to buy)	$73.61	2029-03-26	12,782	12,782	Indirect
Common Stock	Stock Option (right to buy)	$14.00	2024-07-30	60,000	60,000	Indirect
Common Stock	Stock Option (right to buy)	$41.28	2027-03-27	17,409	17,409	Direct
Common Stock	Stock Option (right to buy)	$61.72	2028-03-27	23,929	23,929	Direct
Common Stock	Stock Option (right to buy)	$73.61	2029-03-26	38,343	38,343	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2027-03-27	34,820	34,820	Indirect
2028-03-27	23,930	23,930	Indirect
2029-03-26	12,782	12,782	Indirect
2024-07-30	60,000	60,000	Indirect
2027-03-27	17,409	17,409	Direct
2028-03-27	23,929	23,929	Direct
2029-03-26	38,343	38,343	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2023.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.525 to $74.52, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.
These securities are held by the Jon Kessler and Laura M. Gottsman Family Trust, a revocable trust in which the Reporting Person and his Spouse are co-trustees, and the Reporting Person and members of his immediate family are the sole beneficiaries.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.525 to $75.52, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) of this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.525 to $75.98, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) of this Form 4.
These securities are held by the Team Bear Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
These securities are held by the Team Gracie Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
These securities are held by the GKF, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The option is immediately exercisable.