Filing Details
- Accession Number:
- 0000921895-23-002267
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-29 16:27:43
- Reporting Period:
- 2023-09-27
- Accepted Time:
- 2023-09-29 16:27:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1452857 | Steel Partners Holdings L.p. | SPLP | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1144269 | L Jack Howard | C/O Steel Partners Holdings L.p. 590 Madison Avenue, 32Nd Floor New York NY 10022 | President | Yes | Yes | Yes | No |
1443099 | Emh Howard Llc | 590 Madison Avenue, 32Nd Floor New York NY 10022 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
6% Series A Preferred Units | Disposition | 2023-09-27 | 75 | $23.00 | 114,516 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Units, No Par Value | 2,071,621 | Direct | |
Common Units, No Par Value | 869,833 | Indirect | By Article V Trust |
Common Units, No Par Value | 1,000 | Indirect | By Daughter |
Common Units, No Par Value | 1,000 | Indirect | By Daughter |
Common Units, No Par Value | 1,000 | Indirect | By Daughter |
Common Units, No Par Value | 114,794 | Indirect | By EMH Howard, LLC |
Common Units, No Par Value | 313 | Indirect | By Spouse |
Common Units, No Par Value | 1,551,652 | Indirect | By II Trust |
Common Units, No Par Value | 755,938 | Indirect | By III Trust |
Common Units, No Par Value | 1 | Indirect | By SPH SPV-I LLC |
6% Series A Preferred Units | 87,649 | Indirect | By EMH Howard, LLC |
Footnotes
- This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units (the "Common Units"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. Mr. Howard's direct ownership includes Common Units and 6% Series A Preferred Units of the Issuer (the "Series A Preferred") held by an entity that is 100% owned by him.
- Mr. Howard, as the Managing Member of EMH, may be deemed to beneficially own the Common Units and Series A Preferred held by EMH.
- Mr. Howard is a trustee of the Article V Trust. Mr. Howard does not have a pecuniary interest in the securities held by the Article V Trust.
- Mr. Howard is a trustee of the II Trust. Mr. Howard does not have a pecuniary interest in the securities held by the II Trust.
- Mr. Howard is a trustee of the III Trust. Mr. Howard does not have a pecuniary interest in the securities held by the III Trust.
- Mr. Howard disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Howard is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.