Filing Details
- Accession Number:
- 0000929638-23-002614
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-28 19:02:28
- Reporting Period:
- 2023-09-26
- Accepted Time:
- 2023-09-28 19:02:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1861974 | Ecarx Holdings Inc. | ECX | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1842577 | Hong Jun Heng | C/O Crescent Cove Advisors, Lp 1700 Montgomery Street, Suite 240 San Francisco CA 94111 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | Disposition | 2023-09-26 | 47,257 | $3.32 | 2,743 | No | 4 | S | Indirect | By Crescent Cove Advisors, LP |
| Class A Ordinary Shares | Disposition | 2023-09-27 | 2,743 | $3.24 | 0 | No | 4 | S | Indirect | By Crescent Cove Advisors, LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Crescent Cove Advisors, LP |
| No | 4 | S | Indirect | By Crescent Cove Advisors, LP |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Ordinary Shares | 72,660 | Direct | |
| Class A Ordinary Shares | 1,110,660 | Indirect | By Absolute Bond Limited |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | Warrants, each exercisable for one Class A Ordinary Share | $11.50 | 2023-01-19 | 2027-12-20 | 124,028 | 124,028 | Direct |
| Class A Ordinary Shares | Warrants, each exercisable for one Class A Ordinary Share | $11.50 | 2023-01-19 | 2027-12-20 | 3,797,216 | 3,797,216 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2027-12-20 | 124,028 | 124,028 | Direct |
| 2027-12-20 | 3,797,216 | 3,797,216 | Indirect |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.30 to $3.43, inclusive. The reporting person undertakes to provide to ECARX Holdings Inc., any security holder of ECARX Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Mr. Heng is the managing member and owner of Crescent Cove Advisors LP.
- Absolute Bond Limited is managed by Press Room LLC. The reporting person is the manager of Press Room LLC. The reporting person disclaims any ownership of the shares and warrants held by Absolute Bond Limited.
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