Filing Details
- Accession Number:
- 0000950170-23-050434
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2023-09-28 16:05:04
- Reporting Period:
- 2023-09-15
- Accepted Time:
- 2023-09-28 16:05:04
- Original Submission Date:
- 2023-09-19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1834645 | Peak Bio Inc. | PKBO | Biological Products, (No Disgnostic Substances) (2836) | 852448157 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1951073 | J Stephen Lamond | 4900 Hopyard Road Suite 100 Pleasanton CA 94588 | See Remarks | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-09-15 | 11,750 | $0.00 | 11,750 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2023-09-18 | 2,500 | $0.00 | 14,250 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- Dr. LaMond previously reported purchases of 26,000 shares of the Company's Common Stock on September 15, 2023 in error. Instead, on September 15, 2023, Dr. Stephen LaMond purchased a total of 11,750 shares of the Company's Common Stock at prices ranging from $0.27 per share to $0.43 per share.
- On September 18, 2023, Dr. Stephen LaMond purchased a total of 2,500 shares of the Company's Common Stock at prices ranging from $0.23 per share to $0.29 per share.
Billionaire Hedge Funds
