Filing Details
- Accession Number:
- 0001044321-11-000151
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-14 13:03:45
- Reporting Period:
- 2011-07-12
- Filing Date:
- 2011-07-14
- Accepted Time:
- 2011-07-14 13:03:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
949428 | Clean Diesel Technologies Inc | CDTI | Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564) | 061393453 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1044321 | M David Greenhouse & W Austin Marxe | C/O Special Situations Funds 527 Madison Avenue, Suite 2600 New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-07-12 | 250,000 | $6.92 | 1,950,000 | No | 4 | S | Indirect | By Limited Partnerships |
Common Stock | Acquisiton | 2011-07-12 | 3,320 | $7.10 | 1,946,680 | No | 4 | S | Indirect | By Limited Partnerships |
Common Stock | Acquisiton | 2011-07-13 | 4,800 | $7.27 | 1,941,880 | No | 4 | S | Indirect | By Limited Partnerships |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Limited Partnerships |
No | 4 | S | Indirect | By Limited Partnerships |
No | 4 | S | Indirect | By Limited Partnerships |
Footnotes
- This is a joint filing by Austin W. Marxe (Marxe) and David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cayman), Special Situations Private Equity Fund, L.P. (PE), Special Situations Technology Fund, LP. (TN) and Special Situations Technology Fund II, L.P. (T2). 970,940 shares of Common Stock are held by QP, 310,701 shares of Common Stock are held by Cayman, 121,809 shares of Common Stock are held by PE, 75,027 shares of Common Stock are held by TN and 463,403 shares of Common Stock are held by T2. The interest of Marxe and Greenhouse in the shares of Common Stock owned by QP, Cayman, PE, TN and T2 is limited to the extent of his pecuniary interest.
- This is a weighted average price.