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Filing Details

Accession Number:: 0001144879-23-000199
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-09-27 19:33:37
Reporting Period:: 2022-08-25

Accepted Time:: 2023-09-27 19:33:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1144879	Applied Digital Corp.	APLD	Services-Computer Processing & Data Preparation (7374)	954863690

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1899209	Virginia Moore	3811 Turtle Creekblvd, Suite 2100 Dallas TX 75219		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2022-08-25	118,630	$0.00	76,191	No	4	G	Direct
Common Stock	Disposition	2022-08-25	267,617	$0.00	0	No	4	G	Indirect	Footnote
Common Stock	Acquisiton	2022-08-25	118,630	$0.00	118,630	No	4	G	Indirect	Footnote
Common Stock	Acquisiton	2022-08-25	267,617	$0.00	386,247	No	4	G	Indirect	See Footnote
Common Stock	Disposition	2023-03-15	100,000	$1.96	513,617	No	4	S	Indirect	Footnote
Common Stock	Disposition	2023-03-16	44,990	$2.00	468,627	No	4	S	Indirect	Footnote
Common Stock	Disposition	2023-03-17	102,759	$2.00	365,868	No	4	S	Indirect	Footnote
Common Stock	Disposition	2023-03-20	52,342	$2.03	313,526	No	4	S	Indirect	Footnote
Common Stock	Disposition	2023-03-22	5,201	$2.20	308,325	No	4	S	Indirect	Footnote
Common Stock	Disposition	2023-03-23	54,501	$2.12	253,824	No	4	S	Indirect	Footnote
Common Stock	Disposition	2023-03-24	189,359	$2.06	64,465	No	4	S	Indirect	Footnote
Common Stock	Disposition	2023-03-27	64,011	$2.05	0	No	4	S	Indirect	Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	G	Direct
No	4	G	Indirect	Footnote
No	4	G	Indirect	Footnote
No	4	G	Indirect	See Footnote
No	4	S	Indirect	Footnote
No	4	S	Indirect	Footnote
No	4	S	Indirect	Footnote
No	4	S	Indirect	Footnote
No	4	S	Indirect	Footnote
No	4	S	Indirect	Footnote
No	4	S	Indirect	Footnote
No	4	S	Indirect	Footnote

Footnotes

Consists of common stock held directly by the Reporting person. Such shares were transferred as a gift to the Moore Family Trust.
Includes 76,191 shares of restricted stock that vest on November 10, 2023 so long as the Reporting Person is a director of the issuer on such date.
Consists of shares of common stock held by Andrew Moore, the Reporting Person's spouse. Such shares were transferred as a gift to the Moore Family Trust.
Held by the Moore Family Trust, of which Virginia Moore is a trustee. Such shares were transferred as a gift from the Reporting Person's spouse and Reporting Person.
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.95 to $1.98 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Consists of shares of common stock held by B. Riley Securities, Inc., of which Andrew Moore, the Reporting Person's spouse, is the Chief Executive Officer.
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.99 to $2.03 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.99 per share to $2.03 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.02 to $2.07 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.20 to $2.22 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.06 to $2.21 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.05 to $2.08 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.04 to $2.10 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
This reflects a correction of a ministerial error. Previously, an additional 454 shares were shown as held in error.