Filing Details
- Accession Number:
- 0001127602-11-021398
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-07-14 11:14:15
- Reporting Period:
- 2011-05-31
- Filing Date:
- 2011-07-14
- Accepted Time:
- 2011-07-14 11:14:15
- Original Submission Date:
- 2011-06-01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
7332 | Southwestern Energy Co | SWN | Crude Petroleum & Natural Gas (1311) | 710205415 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1103812 | M Harold Korell | Suite 125 2350 N. Sam Houston Parkway East Houston TX 77032 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-05-13 | 838,694 | $0.00 | 600,744 | No | 5 | J | Direct | |
Common Stock | Acquisiton | 2011-05-13 | 838,694 | $0.00 | 838,694 | No | 5 | J | Indirect | by 2011 Family Limited Partnership |
Common Stock | Acquisiton | 2011-05-31 | 37,013 | $1.21 | 637,757 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-05-31 | 50,000 | $6.23 | 687,757 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-31 | 87,013 | $43.10 | 600,744 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Direct | |
No | 5 | J | Indirect | by 2011 Family Limited Partnership |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2011-05-31 | 37,013 | $0.00 | 37,013 | $1.21 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2011-05-31 | 50,000 | $0.00 | 50,000 | $6.23 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2002-12-20 | 2011-12-20 | No | 4 | M | Direct |
227,776 | 2005-12-09 | 2011-12-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 80,696 | Indirect | by 2009 Family Limited Partnership |
Common Stock | 858,254 | Indirect | By Family Limited Partnership |
Footnotes
- On May 13, 2011, the reporting person transferred 838,694 shares of Southwestern Energy Company stock into a Family Limited Partnership (the "2011 FLP"). The reporting person controls the general partner of the 2011 FLP and therefore, has indirect beneficial ownership of the transferred shares.
- This transaction was executed in multiple trades at prices ranging from $43.00 to $43.2201. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- This Form 4/A is being filed to correct an error on the Form 4 filed May 31, 2011, and to supply additional disclosure regarding the direct ownership of the reporting person reported in Column 5. The Form 4 filed May 31, 2011, did not include 838,694 shares of Southwestern Energy Company stock transferred to the 2011 FLP on May 13, 2011. As stated in Footnote 1 above, the reporting person now has indirect beneficial ownership of the 838,694 transferred shares.