Filing Details

Accession Number:
0001104659-23-104305
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-09-27 16:32:08
Reporting Period:
2023-09-26
Accepted Time:
2023-09-27 16:32:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1541119 Sound Financial Bancorp Inc. SFBC () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1048212 P L Partners Stilwell 111 Broadway, 12Th Floor
New York NY 10006
No No Yes No
1113303 Joseph Stilwell 200 Calle Del Santo Cristo
San Juan PR 00901
No No Yes No
1397076 Stilwell Value Llc 111 Broadway, 12Th Floor
New York NY 10006
No No Yes No
1555931 Stilwell Value Partners Vii, L.p. 111 Broadway, 12Th Floor
New York NY 10006
No No Yes No
1564452 Stilwell Activist Fund, L.p. 111 Broadway, 12Th Floor
New York NY 10006
No No Yes No
1573720 Stilwell Activist Investments, L.p. 111 Broadway, 12Th Floor
New York NY 10006
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-09-26 172 $36.75 184,109 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 29,364 Indirect See footnote
Common Stock 36,030 Indirect See footnote
Common Stock 128,000 Indirect See footnote
Footnotes
  1. These shares are owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
  2. These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
  3. These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
  4. These shares are owned directly by Stilwell Partners, L.P. ("SP") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SP. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.