Filing Details
- Accession Number:
- 0000921895-23-002235
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-25 19:59:53
- Reporting Period:
- 2023-09-21
- Accepted Time:
- 2023-09-25 19:59:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1579091 | Maplebear Inc. | CART | Services-Business Services, Nec (7389) | 460723335 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1819796 | Gcm Grosvenor Inc. | 900 North Michigan Avenue Suite 1100 Chicago IL 60611 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-09-21 | 1,167,115 | $0.00 | 1,167,115 | No | 4 | C | Indirect | By GCM Grosvenor IC SPV, LLC |
Common Stock | Acquisiton | 2023-09-21 | 6,725,378 | $0.00 | 7,892,493 | No | 4 | C | Indirect | By GCM Grosvenor IC SPV, LLC |
Common Stock | Acquisiton | 2023-09-21 | 519,838 | $0.00 | 1,026,247 | No | 4 | C | Indirect | By GCM Grosvenor IC SPV 2, LLC |
Non-Voting Common Stock | Disposition | 2023-09-21 | 26,456 | $0.00 | 0 | No | 4 | J | Indirect | By GCM Grosvenor IC SPV 2, LLC |
Common Stock | Acquisiton | 2023-09-21 | 26,456 | $0.00 | 1,052,703 | No | 4 | J | Indirect | By GCM Grosvenor IC SPV 2, LLC |
Common Stock | Acquisiton | 2023-09-21 | 60,000 | $30.00 | 60,000 | No | 4 | P | Indirect | By GCM Special Opportunities Master Fund, Ltd. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By GCM Grosvenor IC SPV, LLC |
No | 4 | C | Indirect | By GCM Grosvenor IC SPV, LLC |
No | 4 | C | Indirect | By GCM Grosvenor IC SPV 2, LLC |
No | 4 | J | Indirect | By GCM Grosvenor IC SPV 2, LLC |
No | 4 | J | Indirect | By GCM Grosvenor IC SPV 2, LLC |
No | 4 | P | Indirect | By GCM Special Opportunities Master Fund, Ltd. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2023-09-21 | 1,167,115 | $0.00 | 1,167,115 | $0.00 |
Common Stock | Series F Preferred Stock | Disposition | 2023-09-21 | 6,725,378 | $0.00 | 6,725,378 | $0.00 |
Common Stock | Series G Preferred Stock | Disposition | 2023-09-21 | 519,838 | $0.00 | 519,838 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- This Form 4 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V"), GCM Special Opportunities Master Fund, Ltd. ("SOF"), and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares").
- This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission.
- Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis.
- Securities owned directly by GCM SPV. GCM GP, as the managing member of GCM SPV, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of GCM SPV, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities.
- Securities owned directly by GCM SPV2. GCM GP, as the managing member of GCM SPV2, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of GCM SPV2, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities.
- Securities owned directly by SOF. Grosvenor Capital Management, as the investment manager of SOF, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities.
- Each share of Non-Voting Common Stock was automatically converted into one Share in connection with the closing of the Issuer's initial public offering.