Filing Details
- Accession Number:
- 0001610717-23-000297
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-22 19:13:47
- Reporting Period:
- 2023-09-20
- Accepted Time:
- 2023-09-22 19:13:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1501989 | Cytomx Therapeutics Inc. | CTMX | Pharmaceutical Preparations (2834) | 273521219 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1654058 | A. Sean Mccarthy | C/O Cytomx Therapeutics, Inc. 151 Oyster Point Blvd., Ste. 400 South San Francisco CA 94080 | Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-09-20 | 40,000 | $0.00 | 445,356 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2023-09-22 | 14,601 | $1.30 | 430,755 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 93,158 | Indirect | See footnote |
Footnotes
- Represents Performance Stock Units ("PSUs") initially granted on October 24, 2021 that were subject to a performance-based vesting condition. The second milestone vesting condition was determined to be satisfied upon which the remaining 50% of the PSUs vested.
- Includes 161,250 restricted stock units.
- The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of PSUs.
- Shares held by Sean A. McCarthy 2018 Trust, of which Reporting Person is trustee.
Billionaire Hedge Funds
